The Han dynasty was contemporaneous with the Roman Empire and has often been compared to it. For example, the
Cambridge Illustrated History of China says: "Han and Rome both had strong governments that expanded geographically, promoted assimilation, and brought centuries of stability to the central regions. Both managed to deal with enormous problems of scale, ruling roughly similar numbers of people over roughly similar expanses of land. Both developed bureaucratic institutions, staffing them with educated landowners. Both invested in the construction of roads, defensive walls, and waterworks. Both were threatened by barbarians at their frontiers and often used barbarian tribal units as military auxiliaries."
Yet,
“Roman society and culture were always militaristic,” says renowned historian J M Roberts, with
the omnipresence of the amphitheatre being “a standing reminder of the brutality and coarseness of which Roman society was capable.” From the time of Augustus, the army was a regular long-service force, where the ordinary legionary served for twenty years, four in reserve, and he more and more came from the provinces as time went by. ForRome became a self-perpetuating military machine: through treaties that gave a share of all war gains to her defeated or allied cities or communities, Rome had a huge supply of troops for its army.
More conquests gave more troops, which gave more ability to conquer, expanding Roman rule from a small city in central Italy to an empire extending from Armenia and Mesopotamia in the east to the Iberian Peninsula in the west, and from the Rhine, Danube, and British Isles in the north to Egypt and provinces on the Mediterranean coast of North Africa. Although trade and roads helped to draw most of Europe into a single empire, “it was in the camps of the legions that the heart of the empire lay,” with the expansion of Rome and her allies being likened to “a criminal gang: as long as the gang keeps stealing, everyone gets a share in the takings; but stop and the gang falls apart.”
The Han Dynasty
Despite the Great Wall, the Chinese were always under the aggressive attacks of the Xiongnu from the north, as vividly described by Sima Qian in the Shiji
(“Historical Records”), a work written about a hundred years after the construction of the Great Wall:
Everything about them seemed to be the opposite of the Chinese: they had no written language, family names, or respect for the elderly; they had no cities, permanent dwellings, or agriculture. Where the Xiongnu excelled was in warfare, for their men could all ride and shoot and would raid without hesitation: “When they see the enemy, eager for booty, they swoop down like a flock of birds.”
In the winter of 200 BC, the Han founding emperor Gaodi led an army to expel the Xiongnu but ended up being outnumbered and surrounded by the latter at Baideng, a place near today’s Datong, Shanxi province. The siege was only relieved seven days later after messengers were sent to bribe the wife of the Xiongnu leader Maodun Chanyu. Realising that the Han was not strong enough to confront the Xiongnu, Emperor Gaodi then embarked on a policy of “peace through marriage” (和亲, heqin), which involved sending a princess to marry the Xiongnu leader (sounds a mad idea after the Baideng escape) and giving him massive gifts of silk, grain, cash and other foodstuffs each year.
This conciliatory policy would stay in place for the next seventy years, but the peace secured was an uneasy one. Periodic humiliation of appeasement and gifting aside, the Han borders were still frequented by Xiongnu raids. In 166 BC during Emperor Wendi’s reign, 100,000 Xiongnu rough-riders reached a point less than one hundred miles from his capital, Changan. It was only after the accession of Emperor Wudi in 141 BC that other approaches were explored.
Above all, the plain failures of the conciliatory policy prompted Emperor Wudi to decide to take the offensive. Fortunately for him, the Han had by then had sufficient economic recovery. Not only was he able to appoint younger generals, such as Wei Qin and later Wei Qin’s nephew Huo Qubin, to recruit and train up soldiers, the Han also had an ample supply of warhorses for cavalry. In 127 BC, Wei Qin retook the fertile Hetao region (i.e. the Ordos Loop—the characteristic “n” shape that the Yellow River takes round the city of Ordos in Inner Mongolia, which forms parts of modern Shaanxi, Ningxia, and Inner Mongolia) from the Xiongnu. Six years later, nineteen-year-old Huo Qubin expelled the Xiongnu from the Hexi Corridor, a long thin tongue of land above the Tibetan Plateau and below the Gobi Desert, with four commanderies established corresponding to modern Wuwei, Zhangye, Jiuquan and Dunhuang of Gansu province.
During 115–60 BC, the Han and the Xiongnu competed for influence beyond Dunhuang, over the Tarim Basin oasis states (modern Xinjiang) as the Xiongnu had used them as a source of supplies since the Han-Xiongnu war began. In the end, the Han brought most of these small oasis states into tributary submission and established the Protectorate of the Western Regions in 60 BC to deal with the region’s affairs. To flank the Xiongnu on their eastern border, Emperor Wudi also sent troops into northern Korea and established commanderies there. Meanwhile, in the south, Emperor Wudi reacted to border encroachments by sending out troops from 111 to 109 BC, and eventually turned the small kingdoms of Minyue (modern Fijian), Nanyue (modern Guangdong, Guangxi and North Vietnam) and Dian (modern Yunnan) into tributary states—thereby expanding the sphere of Chinese influence to the coastline for the first time.
Although the tribute system enabled the Han to secure peace with neighbouring states, Emperor Wudi’s large military campaigns had exhausted the national treasury and left his people poor—also reasons why he was “often accused of Legalist tendencies.” Poverty turned his people into bandits and thieves that ran rampant all over his empire. Late in his reign, Emperor Wudi began to regret the offensive approach he had taken towards border incursions. Perhaps most down-heartedly, despite earlier successes, Han campaign against the Xiongnu in Wuyuan (present Wuyuan County, Inner Mongolia) in 90 BC ended in disaster: not only was the Han army defeated, its commander Li Guangli even surrendered to the Xiongnu altogether.
Thus, when Sang Hongyang (the official in charge of finance) proposed in 89 BC that the Han should send soldiers to settle in Luntai of the Western Regions by engaging in both agriculture and defence, Emperor Wudi rejected it by issuing what is known to history as the "Repentance Edict of Luntai" (轮台罪已诏). “Only recently, somebody proposed that we raised an additional daily poll tax by 30 qian to be used for defending the frontiers. But this is to make the life of the old, the vulnerable, the lone and the orphan miserable,” the Edict states. “Now, it is proposed that we settle soldiers in Luntai, which is over a thousand li to the west of Cheshi. In our attack on Cheshi a while ago, although we won, thousands of our soldiers died as a result of the lack of food supply over the long distance.
I could not bear to think of somewhere even further west!” He went on to say in the Edict:
The most urgent thing for now is to forbid tax increases, return to the root occupation that is agriculture, and reward horse-raising only to compensate the losses in horses—enough to defend against raids by the Xiongnu. … Since accession to the throne, I have done much that is arrogant, causing misery and suffering to the country (天下, tianxia)—which I now profoundly regret. From now on, if anything causes suffering to the people or exhausts the resources of the country, we should not do it!
With Tian Qianqiu, who was in favour of resting the troops and the people and promoting agriculture, appointed as the new Chancellor-in-chief, and upon his recommendation, several agricultural experts made important members of the administration, this then was the turning point for the Han:
Emperor Wudi “committed the errors that had led to the fall of the Qin, but avoided the disastrous fall of the Qin.”
Emperor Wudi died two years later, but his successors maintained these policies. Inevitably, these policies (and the internal chaos caused by usurper Wang Mang) would encourage the Xiongnu to return so that by the second half of the first century, most states in the Tarim became allies of the Xiongnu again, and with their help, the Xiongnu began to raid the Hexi Corridor. It was in this context that there emerged Ban Chao (班超) from a historian’s family, who tired of literary pursuits and vowed to retake control of the Tarim. Chinese historical book records the following words of his: “A brave man has no other plan but to follow Fu Jiezi and Zhang Qian’s footsteps and do something and become somebody in a foreign land. How can I waste my life on writing?”
In 73, at the age of 41, he was dispatched with a small force. By playing on the internal dissensions among the states, he somehow succeeded, and soon turned them into tribute states again. In 91, he was made Protector General of the Western Regions, and did not return home until shortly before his death in 102. (It was also from the Tarim that in 97 he sent Gan Ying (甘英) as an emissary to Da Qin—presumably the Roman Empire. But after reaching the shores of the Persian Gulf and hearing scary tales about the sea, he abandoned his mission and returned to China, reporting that “the sea water is salty and cannot be consumed.”)
The story of Ban Chao would later only be remembered as “throw away your writing brush and join the military” while Fu Jiezi (who single-handedly killed the king of a small state in the Tarim in 77 BC to avenge his killing of a Chinese envoy under the influence of the Xiongnu) was to remain mostly obscure. They would, of course, have become celebrated heroes in the Western tradition, but just like the story of the legendary Meng Jiangnu, it was the story of another heroine that was to become part of the Chinese psyche: Wang Zhaojun (王昭君), one of the four China’s ancient beauties.
In 33 BC, when a Xiongnu Chanyu requested to become an imperial son-in-law to cement the relations of Han and his Xiongnu state, the emperor granted his request. However, unwilling to honour the Chanyu with his only daughter, the emperor asked for volunteers from his harem and promised to present her as his own daughter. Knowing that she would be wandering on the steppes, sharing a felt tent with her wild chieftain and drinking the hated fermented mare’s milk, Wang Zhaojun volunteered to go. During her life, she gave birth to a boy for the Xiongnu Chanyu and, following the local tradition, to two girls for his successor, and also taught the local people how to weave and farm. She became a very beloved in the Xiongnu and secured peace for the region for over sixty years.
After her death, she was buried by the Dahei River nine kilometres south of Hohhot, Inner Mongolia, and today the Zhaojun Museum has been built around her tomb, which has been nicknamed “Green Mound”, referring to a phenomenon that in autumn, when grass and trees wither, those plants on the cemetery mound continue to prosper. On the top of the 33-metre mound, there is a small pavilion, within which we find a stele, with one side being inscribed with a portrait of hers and the other side with the words “Great Virtue” (大德, dade). In addition to the world’s only museum of Xiongnu culture, we also find, shortly after entering the Zhaojun Museum, a monument inscribed with a poem of the late deputy president of China Dong Biwu, written in 1963:
The name of Zhaojun has been known for a thousand years,
Peace-through-kinship between the Xiongnu and Han was high wisdom.
So many poets have expressed their own sentiments through Zhaojun,
But no amount of writings can express the true spirit of her story.
Indeed, beginning from poet Shi Chong in the third century, some 700 poems and 40 plays and folklores have been written by more than 500 famous writers to celebrate Wang Zhaojun. Some poems are written to describe her emotional struggling, while others focus on her physical beauty. But the poem by Tang poet Zhang Zhongsu in the late eighth century beautifully captures the peaceful scene in the border region rendered by her marriage:
The angel is married today;
The Xiongnu becomes peaceful.
Metal weapons are turned into ploughs;
The grassland is covered by countless cows and sheep.
In 1961, after visiting the tomb, the late modern historian Jian Bozan wrote a poem to celebrate the spirit of goodwill to bridge different cultures, even at the expense of one’s own interests, as embodied by Wang Zhaojun:
The achievement of Han Wudi had entered the history book,
But it owed to beacon fires along the ten-thousand-li Great Wall.
Thus, how could it compare to the music produced by the lute?
For no whistling arrows had since been heard of for fifty years!
What a contrast if we now look at the Western tradition: the Trojan War was fought because of the beauty of Helen!